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Enforcement Actions - Financial Regulation

In faithful execution of legislative mandates and under the law enforcement authorities vested with the Commissioner, the Office of the Commissioner of Financial Regulation (the “Office”) engages in enforcement efforts to address violations of law, unlicensed financial services activity, predatory and illicit behavior, and other misconduct by regulated entities. In furtherance of this enforcement function, the Office publishes public enforcement actions on this webpage.

Enforcement actions are available in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free). If you wish to obtain a copy of an enforcement action for which a PDF is not available or need other assistance, please send an e-mail to legaladmin.DLLR@maryland.gov.

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

Enforcement Actions 2022
Date Type of Order Regulated Activity Case Name

08/29/2022

Summary Order to Cease and Desist and Order to Produce

Consumer Lending/ Credit Union Activities

IN THE MATTER OF BANGLADESH CHRISTIAN COOPERATIVE SOCIETY, LLC (PDF)

07/13/2022

Settlement Agreement and Consent Order

Mortgage Assistance Relief Services

IN THE MATTER OF PHANTOM VENTURES INC. d/b/a DIRECT SERVICES-FINANCIAL COUNSELING GROUP.COM, and PAYAM P. MANTIVAR, and VECK MATIN (PDF)

06/07/2022

Settlement Agreement and Consent Order

Consumer Lending

IN THE MATTER OF TEMPOE, LLC, d/b/a WHY NOT LEASE IT and SMART PAY LEASING, INC. (PDF)

04/28/2022

Settlement Agreement and Consent Order

Debt Management

In the Matter of Jordan Christopher Walsh, Awah Sarah Omar, and Document Management Services (PDF)

04/25/2022

Final Order

Consumer Lending

In the Matter of American Web Loan, Inc., et al. (PDF)

02/02/2022 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF DANNY YEN d/b/a REAL ESTATE EDUCATIONAL SERVICES, WENDY YEN, DAT YEN a/k/a PAT YEN (PDF)
1/15/2022 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF BRIAN SCHIELE (PDF)